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Wi-Fi INTERSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 SF ANNUAL AUDITED REPORT. NG ::SSL FORM X17A5 Section PART III AR 1 2016 16013739 FACING PAGE OMB APPROVAL OMB Number: 32350123
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What is form x-17a-5 section?
Form x-17a-5 section is a regulatory filing required by the Securities and Exchange Commission (SEC) for broker-dealers.
Who is required to file form x-17a-5 section?
Broker-dealers are required to file form x-17a-5 section with the SEC.
How to fill out form x-17a-5 section?
Form x-17a-5 section is typically filled out electronically through the SEC's online filing system.
What is the purpose of form x-17a-5 section?
The purpose of form x-17a-5 section is to provide the SEC with important financial and operational information about broker-dealers.
What information must be reported on form x-17a-5 section?
Information such as net capital, customer reserve requirements, and other financial data must be reported on form x-17a-5 section.
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