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OMB APPROVAL OMB Number: 32350045 Expires: June 30, 2010, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b4 Page 1 of 2

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How to fill out form 19b-4 - nasdaq

01

Step 1: Start by downloading form 19b-4 from the NASDAQ website.

02

Step 2: Read the instructions provided with the form carefully to understand the requirements.

03

Step 3: Fill out the personal information section accurately, including your name, address, and contact information.

04

Step 4: Provide details about the securities you are proposing to list on NASDAQ.

05

Step 5: Include information about the issuer of the securities, such as the company's name, address, and contact details.

06

Step 6: Attach any necessary supporting documentation, such as financial statements or legal agreements.

07

Step 7: Review the completed form to ensure all information is accurate and complete.

08

Step 8: Sign and date the form before submitting it to NASDAQ.

09

Step 9: Follow the submission instructions provided by NASDAQ to submit the form electronically or by mail.

10

Step 10: Keep a copy of the filled-out form for your records.

Who needs form 19b-4 - nasdaq?

01

Companies planning to list their securities on NASDAQ need to submit form 19b-4.

02

Issuers proposing rule changes related to the securities they have listed on NASDAQ also need to use form 19b-4.

03

This form is required to fulfill the regulatory requirements of NASDAQ and provide necessary information regarding the securities being listed or rule changes proposed.

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What is form 19b-4 - nasdaq?

Form 19b-4 is a form filed with the NASDAQ Stock Market LLC that is used to notify the exchange of proposed rule changes.

Who is required to file form 19b-4 - nasdaq?

Member organizations of the NASDAQ Stock Market LLC are required to file form 19b-4 when proposing rule changes.

How to fill out form 19b-4 - nasdaq?

Form 19b-4 can be filled out electronically through the NASDAQ Listing Center website.

What is the purpose of form 19b-4 - nasdaq?

The purpose of form 19b-4 is to provide transparency and allow for public comment on proposed rule changes on the NASDAQ Stock Market.

What information must be reported on form 19b-4 - nasdaq?

Form 19b-4 requires a description of the proposed rule change, any supporting documentation, and an explanation of why the change is necessary.

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