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SECURITIES AND BUSINESS REGULATION 2 Martin Luther King, Jr. Drive, S.E. Ste 802, West Tower Atlanta, Georgia 30334 (404) 6563079 http://www.sos.state.ga.us/securities/ CATHY COX Secretary of State
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Securities and business regulation refers to the laws and rules that govern the issuance and trading of securities, as well as the conduct of businesses in the financial industry.
Entities such as companies, investment firms, and individuals involved in the issuance or trading of securities are required to file securities and business regulation.
Securities and business regulation forms can be filled out online through the appropriate regulatory agency's website or submitted in person.
The purpose of securities and business regulation is to protect investors, ensure fair and transparent markets, and promote the stability of the financial system.
Information such as financial statements, ownership interests, business activities, and regulatory compliance must be reported on securities and business regulation forms.
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