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NY FORM CATV ** File No. (1/87) (for renewals only) STATE OF NEW YORK Office of the Attorney General BUREAU OF INVESTOR PROTECTION AND SECURITIES COMMODITY INVESTMENT ADVISOR STATEMENT (Section 359e(14)
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NY Form CADV is the Combined Application for Disclosure Verification.
All entities that meet the criteria outlined by the New York State Department of State are required to file NY Form CADV.
NY Form CADV can be filled out online or by mail. All required information must be accurately provided.
The purpose of NY Form CADV is to verify and disclose the ownership and control of entities doing business with the state of New York.
Information such as business ownership, financial interests, and disclosures of potential conflicts of interest must be reported on NY Form CADV.
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