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Get the free Trade or Assumed Name Notification (Form DBA-1). state securities form

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TRADE OR ASSUMED NAME NOTIFICATION (FORM DBA1) INSTRUCTIONS WHO MUST FILE? The Connecticut Uniform Securities Act Regulations require that, before any Connecticut registered broker dealer, investment
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Research the availability of the trade or assumed name you want to use.
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Check with your local government or state agency to find out the specific requirements for filling out the trade or assumed name registration form.
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Fill out all the required information accurately and completely.
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Who needs trade or assumed name?

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Individuals or sole proprietors who want to operate their businesses under a name other than their legal name.
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Trade or assumed name is a name used by a person or business that is different from the legal name of the person or business.
Individuals or businesses operating under a name other than their legal name must file a trade or assumed name registration.
To fill out a trade or assumed name registration, one must provide the legal name of the person or business, the trade or assumed name being used, and any other required information.
The purpose of trade or assumed name is to inform the public of the true identities of individuals or businesses operating under a different name.
The information reported on a trade or assumed name registration typically includes the legal name of the person or business, the trade or assumed name being used, and any other required details.
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