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VERMONT DEPARTMENT OF BANKING, INSURANCE, SECURITIES
AND HEALTH CARE ADMINISTRATION
SECURITIES DIVISION
CHILD SUPPORT CERTIFICATION AND TAX DECLARATION
FOR BROKERDEALER AGENTS AND INVESTMENT ADVISER
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What is bd agent--iar individual child?
BD agent--IAR individual child refers to a broker-dealer agent or investment advisor representative who is a minor.
Who is required to file bd agent--iar individual child?
Any broker-dealer or investment advisor firm who employs a minor as an agent or representative is required to file BD agent--IAR individual child.
How to fill out bd agent--iar individual child?
The BD agent--IAR individual child form must be completed with the minor's personal information, employment details, and any necessary disclosures.
What is the purpose of bd agent--iar individual child?
The purpose of filing BD agent--IAR individual child is to ensure compliance with regulations regarding employing minors in the financial industry.
What information must be reported on bd agent--iar individual child?
The BD agent--IAR individual child form must include the minor's name, date of birth, contact information, employment start date, and any relevant disclosures.
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