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Form 133.35 State Securities Board P.O. Box 13167 Austin, Texas 787113167 Application for Designation as Matching Service Under '109.15 1. Applicant is name: A Address: Principal place of business
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How to fill out state securities board

01
Obtain the necessary forms from the State Securities Board website.
02
Fill out your personal information accurately, including your name, address, and contact details.
03
Provide information about your employment history, including any relevant licenses or certifications you hold.
04
Disclose any criminal or disciplinary history you may have.
05
Fill out the sections related to the securities you intend to offer or sell, including detailed information about the investments.
06
Provide any additional documentation or attachments required by the State Securities Board.
07
Review and double-check all the information you have entered to ensure accuracy.
08
Sign and date the completed application form.
09
Submit the filled-out application form and any supporting documents to the State Securities Board either by mail or online, as per the instructions provided.
10
Wait for the State Securities Board to review your application and follow any additional steps or requests they may have.

Who needs state securities board?

01
Individuals or firms intending to offer or sell securities within the state's jurisdiction need to register with the State Securities Board.
02
Companies or individuals looking to engage in the business of securities brokerage, investment advisory, or dealing in securities may also need to register with the relevant state regulatory authority.
03
Any person or entity involved in the issuance, sale, or trade of securities within the state's jurisdiction must comply with the regulations enforced by the State Securities Board.
04
Investors seeking protection and assurance in their dealings with securities and financial professionals can benefit from the oversight and regulation provided by the State Securities Board.
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The state securities board is a regulatory agency responsible for overseeing securities activities within a state.
Individuals and entities involved in securities activities are required to file with the state securities board.
To fill out the state securities board, individuals and entities must provide information about their securities activities, investments, and compliance with regulations.
The purpose of the state securities board is to protect investors, maintain fair and efficient markets, and promote capital formation.
Information such as securities transactions, investments, financial statements, and compliance with regulations must be reported on the state securities board.
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