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FORM BD UNIFORM APPLICATION FOR BROKERDEALER REGISTRATION OFFICIAL USE PAGE 1 (Execution Page) WARNING: Date: SEC File No: 8 Firm CRD No.: Failure to keep this form current and to file accurate supplementary
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The execution page is a document that provides a summary of the actions taken to carry out a specific task or project.
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The person or entity responsible for overseeing the completion of the task or project is required to file the execution page.
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The purpose of the execution page is to provide a record of the progress and completion of a task or project, as well as to document any challenges encountered.
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