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Rev. Form U5 (05/2009) UNIFORM TERMINATION NOTICE FOR SECURITIES INDUSTRY REGISTRATION INDIVIDUAL NAME: INDIVIDUAL CRD #: FIRM NAME: FIRM CRD #: NOTICE TO THE INDIVIDUAL WHO IS THE SUBJECT OF THIS

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Step 1: Start by writing your first name in the designated field.

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Step 2: Write your middle name (if you have one) in the next field.

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Step 4: Write your last or family name in the last field.

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Step 5: If you have a suffix (e.g. Jr., Sr., III), write it after your last name.

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What is individual name?

Individual name refers to the unique name of a person.

Who is required to file individual name?

Individuals are required to file their own individual name.

How to fill out individual name?

Individuals can fill out their individual name by providing their full legal name.

What is the purpose of individual name?

The purpose of individual name is to identify a specific person.

What information must be reported on individual name?

The information reported on individual name typically includes the individual's first name, last name, and any middle names.

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