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FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT
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OMB number 3235-0287 is assigned to a particular collection of information related to securities transactions.
Certain entities in the securities industry are required to file OMB number 3235-0287, such as broker-dealers, investment advisers, and transfer agents.
The specific instructions on how to fill out OMB number 3235-0287 can be found on the form itself or on the Securities and Exchange Commission (SEC) website.
The purpose of OMB number 3235-0287 is to collect information related to securities transactions in order to help regulate and monitor the securities industry.
The information to be reported on OMB number 3235-0287 includes details about securities transactions, such as the type of security, the price, and the parties involved.
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