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OMB Approval UNITED STATES SECURITIES AND OMB Number: 32350084 EXCHANGE COMMISSION Expires: April 30, 2015, Washington, D.C. 20549 Estimated average burden hours per response FORM TA1 ... 1.5 UNIFORM
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OMB number 3235-0084 is assigned to the form used for reporting information on securities holdings and transactions by institutional investment managers.
Institutional investment managers with assets under management of $100 million or more are required to file OMB number 3235-0084.
OMB number 3235-0084 must be filled out electronically through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).
The purpose of OMB number 3235-0084 is to provide transparency and oversight of securities holdings and transactions by institutional investment managers.
Information on securities holdings, transactions, and other related activities must be reported on OMB number 3235-0084.
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