Get the free Investment Adviser s Form ADV, Part 2 A and B Disclosure Brochure dated October 12, ...

TIMOTHY J. SURE INDIVIDUAL CRD #1383151 JACOBI CAPITAL MANAGEMENT LLC 620 BALTIMORE DRIVE WILKES BARRE PA 18702 (570) 8261801 www.jacobicapital.com CRD # 147663 March 30, 2016, Form ADV, Part 2B;

How to fill out investment adviser s form

How to fill out investment adviser s form

1. Read the instructions provided with the investment adviser's form.
2. Gather all the necessary information required to fill out the form.
3. Start by providing your personal details such as name, address, contact information, and social security number.
4. Indicate whether you are an individual or a company registering as an investment adviser.
5. Provide information about your educational background, professional experience, and any certifications or licenses you hold.
6. Outline the types of services you offer as an investment adviser.
7. Specify any disciplinary actions or legal proceedings you have been involved in.
8. Report your financial information, including assets under management, sources of income, and fees charged.
9. Fill out the disclosure section, which includes information about potential conflicts of interest and affiliations.
10. Double-check all the provided information for accuracy and completeness before submitting the form.
11. Submit the completed investment adviser's form to the appropriate regulatory authority.

Who needs investment adviser s form?

1. Individuals or businesses who offer investment advice as a service.
2. Financial professionals who manage assets or portfolios on behalf of clients.
3. Those who are required by law or regulation to register as an investment adviser.
4. Companies or individuals seeking to provide personalized investment advice to others.

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What is investment adviser's form?

Investment adviser's form is Form ADV.

Who is required to file investment adviser's form?

Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file Form ADV.

How to fill out investment adviser's form?

Investment advisers can fill out Form ADV electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of investment adviser's form?

The purpose of Form ADV is to provide the SEC and clients with information about the investment adviser's business, services, and any conflicts of interest.

What information must be reported on investment adviser's form?

Information such as the investment adviser's assets under management, business structure, fees, services offered, and any disciplinary history must be reported on Form ADV.