Get the free Form 19b-4 - Nasdaq PHLX Rule

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OMB APPROVAL OMB Number: 32350045 Estimated average burden hours per response............38 Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File

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Start by downloading form 19b-4 from the NASDAQ website.

02

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Provide your personal information in the designated fields, such as your name, address, and contact details.

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Who needs form 19b-4 - nasdaq?

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Any entity or individual planning to submit an application to list securities on NASDAQ may need to fill out form 19b-4.

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This form is specifically designed for companies seeking to engage in business combinations, reorganizations, or similar transactions.

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It is essential for parties involved in such transactions to comply with NASDAQ regulations and file form 19b-4 as required.

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Therefore, any business entity or individual involved in the process of listing securities on NASDAQ would typically need form 19b-4.

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What is form 19b-4 - nasdaq?

Form 19b-4 is a form filed with the SEC by a national securities exchange seeking approval of proposed rule changes.

Who is required to file form 19b-4 - nasdaq?

National securities exchanges are required to file form 19b-4 with the SEC.

How to fill out form 19b-4 - nasdaq?

Form 19b-4 must be completed with detailed information about the proposed rule changes and submitted electronically to the SEC.

What is the purpose of form 19b-4 - nasdaq?

The purpose of form 19b-4 is to notify the SEC of any proposed rule changes by a national securities exchange and seek approval.

What information must be reported on form 19b-4 - nasdaq?

Form 19b-4 must include details about the proposed rule changes, justification for the changes, and potential impact on the market.

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