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Get the free Notice & Approval - Nasdaq PHLX Rule

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Oct 23, 2015 ... 9, 2014), 79 FR 27966 (May 15, 2014) (SR Phlox. 2014 33) .... the Exchange will continue to permit ..... the name ''Google Inc.'' with ''Alphabet.
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Notice and approval is a process where certain actions or transactions are required to be reported to a regulatory authority for review and approval.
Certain individuals, companies, or organizations may be required to file notice and approval depending on the nature of the transaction or action.
Notice and approval forms are typically filled out with relevant information about the transaction or action, and submitting it to the appropriate regulatory authority.
The purpose of notice and approval is to ensure that certain actions or transactions comply with regulations and are not detrimental to the public interest.
Typically, information such as the parties involved, the nature of the transaction, and the potential impacts of the transaction must be reported on notice and approval forms.
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