Get the free Form 19b-4 - Nasdaq PHLX Rule

Name: Fillable Online Form 19b-4 - Nasdaq PHLX Rule Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.9 (54 reviews)

Get Form

Show details

OMB APPROVAL OMB Number: 32350045 Expires: August 31, 2011, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b4 Page 1 of

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form 19b-4 - nasdaq

Edit your form 19b-4 - nasdaq form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your form 19b-4 - nasdaq form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing form 19b-4 - nasdaq online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

In order to make advantage of the professional PDF editor, follow these steps below:

1

Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.

2

Prepare a file. Use the Add New button to start a new project. Then, using your device, upload your file to the system by importing it from internal mail, the cloud, or adding its URL.

3

Edit form 19b-4 - nasdaq. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.

4

Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.

With pdfFiller, it's always easy to work with documents.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out form 19b-4 - nasdaq

01

Step 1: Gather all the required information and documents for filling out form 19b-4. This may include the company's name, ticker symbol, contact information, financial statements, and any relevant supporting documents.

02

Step 2: Access the NASDAQ website and navigate to the Forms and Filings section.

03

Step 3: Locate form 19b-4 in the list of available forms and click on it to open.

04

Step 4: Read the instructions and guidelines provided with form 19b-4 to ensure you understand the requirements and obligations associated with its completion.

05

Step 5: Begin filling out the form by entering the requested information accurately and completely. Pay attention to details such as dates, numbers, and formatting.

06

Step 6: Attach any necessary supporting documents in the designated areas or as specified in the instructions.

07

Step 7: Review the completed form and double-check for any errors or omissions.

08

Step 8: Save a copy of the filled-out form for your records.

09

Step 9: Submit the form electronically through the NASDAQ website or follow the instructions provided to submit it via mail or other means.

10

Step 10: Keep track of the submission date and any confirmation or reference numbers provided for future reference.

Who needs form 19b-4 - nasdaq?

01

Companies intending to list their securities on the NASDAQ exchange need to fill out form 19b-4. It is a requirement for companies seeking to register under the Securities Exchange Act of 1934.

02

Form 19b-4 is specifically designed for securities exchanges, alternative trading systems, and self-regulatory organizations to provide detailed information about their operations and compliance with regulatory requirements.

03

Companies undergoing mergers, acquisitions, or significant changes in their corporate structure may also need to submit form 19b-4 to comply with disclosure and reporting obligations.

04

It is important to consult legal and financial professionals to determine if your specific circumstances require the submission of form 19b-4.

Fill form : Try Risk Free

Rate the form

4.9

Satisfied

54 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

How can I send form 19b-4 - nasdaq for eSignature?

When your form 19b-4 - nasdaq is finished, send it to recipients securely and gather eSignatures with pdfFiller. You may email, text, fax, mail, or notarize a PDF straight from your account. Create an account today to test it.

How do I make edits in form 19b-4 - nasdaq without leaving Chrome?

Install the pdfFiller Google Chrome Extension to edit form 19b-4 - nasdaq and other documents straight from Google search results. When reading documents in Chrome, you may edit them. Create fillable PDFs and update existing PDFs using pdfFiller.

Can I create an eSignature for the form 19b-4 - nasdaq in Gmail?

When you use pdfFiller's add-on for Gmail, you can add or type a signature. You can also draw a signature. pdfFiller lets you eSign your form 19b-4 - nasdaq and other documents right from your email. In order to keep signed documents and your own signatures, you need to sign up for an account.

What is form 19b-4 - nasdaq?

Form 19b-4 is a filing used by NASDAQ to notify the SEC of proposed rule changes for the national market system.

Who is required to file form 19b-4 - nasdaq?

Any NASDAQ Market Maker or member who proposes rule changes for the national market system is required to file form 19b-4.

How to fill out form 19b-4 - nasdaq?

Form 19b-4 must be filled out electronically through the NASDAQ OMX Listing Center and include all required information regarding the proposed rule change.

What is the purpose of form 19b-4 - nasdaq?

The purpose of form 19b-4 is to provide the SEC and market participants with notice of proposed rule changes and the opportunity to comment on them.

What information must be reported on form 19b-4 - nasdaq?

Form 19b-4 must include details of the proposed rule change, rationale for the change, and any potential impact on the national market system.

Fill out your form 19b-4 - nasdaq online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now