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OMB APPROVAL OMB Number: 32350045 Expires: June 30, 2010, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b4 Page 1 of 13

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How to fill out form 19b-4 - nasdaq

01

Step 1: Obtain a copy of form 19b-4 from the NASDAQ website or your broker.

02

Step 2: Read the instructions provided with the form carefully.

03

Step 3: Start by filling out the top section of the form, providing your name and contact information.

04

Step 4: Move on to the next section, which typically requires information about the security being listed or delisted.

05

Step 5: Complete any additional sections as required by the instructions or your specific circumstances.

06

Step 6: Review the completed form for any errors or missing information.

07

Step 7: Sign and date the form.

08

Step 8: Submit the form as directed by the NASDAQ or your broker, ensuring all necessary supporting documentation is included.

09

Step 9: Keep a copy of the completed form and any supporting documents for your records.

Who needs form 19b-4 - nasdaq?

01

Companies seeking to list or delist securities on NASDAQ need to submit form 19b-4.

02

Brokers and other market participants responsible for filing listing applications or fulfillment also require form 19b-4.

03

Investors and stakeholders interested in understanding the listing or delisting process may find form 19b-4 relevant for informational purposes.

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What is form 19b-4 - nasdaq?

Form 19b-4 is a filing submitted to the Securities and Exchange Commission (SEC) by The Nasdaq Stock Market to propose changes to its listing rules.

Who is required to file form 19b-4 - nasdaq?

Nasdaq Stock Market is required to file form 19b-4 to propose changes to its listing rules.

How to fill out form 19b-4 - nasdaq?

Form 19b-4 must be filled out with the proposed changes to Nasdaq's listing rules and submitted to the SEC.

What is the purpose of form 19b-4 - nasdaq?

The purpose of form 19b-4 is to propose changes to Nasdaq's listing rules, which must be approved by the SEC before implementation.

What information must be reported on form 19b-4 - nasdaq?

Form 19b-4 must include the details of the proposed changes to Nasdaq's listing rules and any supporting documentation.

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