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IN THE SUPREME COURT OF INDIANA CASE NUMBER: ORDER AMENDING INDIANA JURY RULES Under the authority vested in this Court to provide by rule for the procedure employed in all courts of this state and
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Pursuant to rule 30a3 refers to the requirement for certain entities to file quarterly reports on their securities holdings.
In general, institutional investment managers with assets under management of $100 million or more are required to file pursuant to rule 30a3.
Filing pursuant to rule 30a3 can be done electronically through the SEC's EDGAR system. Managers must disclose information about their securities holdings.
The purpose of pursuant to rule 30a3 is to increase transparency in the financial markets and provide investors with information about the securities holdings of institutional investment managers.
Information such as the name of the institutional investment manager, the types of securities held, the value of the securities, and any changes in holdings must be reported pursuant to rule 30a3.
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