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Page 1 of 2 C013302017 SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report (Date of
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Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies and individuals that meet certain criteria, such as publicly traded companies or those seeking to raise capital through the sale of securities, are required to file with the SEC.
Filing with the SEC can be done electronically through the EDGAR system, which is the primary system for submitting securities filings.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
The information required to be reported to the SEC includes financial statements, disclosures about company operations, executive compensation details, and other pertinent information.
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