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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 32350378 3111July 31, 2019 Expires: estimated average burden hours per response. . . . . ..... 1.0
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The OMB Number - SEC is required by individuals or entities who need to comply with regulations set forth by the United States Office of Management and Budget (OMB) and the Securities and Exchange Commission (SEC). It is typically necessary for anyone who is involved in regulated financial activities, such as filing reports, submitting filings, or requesting exemptions, as mandated by the OMB and SEC. These include but are not limited to businesses, financial institutions, investment advisors, brokers, and individuals involved in securities trading or offering.
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What is omb number - sec?
OMB number - sec is a unique identifier assigned by the Office of Management and Budget to a specific collection of information.
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Entities or individuals specified by the agency collecting the information are required to file OMB number - sec.
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The specific information required to be reported on OMB number - sec varies depending on the nature of the regulatory compliance being addressed.
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