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. S r, 16002173aMBAPPROVAL OMB Number: 32350123 March 31, 2016, Expires: Washington, u., Estimated average burden ; hours per response...... 12.00 ANNUAL AUDITED.REPORT FORM X17A5 PART II SEC FILE

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What is form x-17a-5 sec file?

Form X-17A-5 is a financial and operational combined uniform single report for broker-dealers.

Who is required to file form x-17a-5 sec file?

U.S. registered broker-dealers are required to file Form X-17A-5 with the SEC.

How to fill out form x-17a-5 sec file?

Form X-17A-5 should be filled out electronically using the SEC's EDGAR system.

What is the purpose of form x-17a-5 sec file?

The purpose of Form X-17A-5 is to provide the SEC with financial and operational information about broker-dealers.

What information must be reported on form x-17a-5 sec file?

Information such as balance sheet, income statement, net capital computation, and certain operational information must be reported on Form X-17A-5.

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