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SECURITIES AND EXCHANGE COMMISSION (Release No. 3480453; File No. SRIEX201709) April 13, 2017, SelfRegulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of
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Notice of filing is a document submitted to inform relevant parties of a particular action or event that has taken place.
The party responsible for the action or event being reported is typically required to file the notice of filing.
To fill out a notice of filing, one must provide all relevant details about the action or event, including dates, names, and any other pertinent information.
The purpose of a notice of filing is to inform parties who may be affected by the reported action or event, ensuring transparency and compliance with regulations.
All essential details related to the action or event, such as dates, names, and any other relevant information, must be reported on the notice of filing.
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