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ATTACHMENT A
Form of Placement Agent and Political Contribution Disclosure Letter
Treasurer of the State of North Carolina
325 North Salisbury Street
Raleigh, North Carolina 27603
Re: Disclosure Letter
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Who needs form of placement agent?
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Individuals or organizations seeking to become placement agents
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Companies looking to hire placement agents for their recruitment needs
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What is form of placement agent?
The form of placement agent is usually a document or application used to register and report information about a placement agent involved in fundraising activities for securities offerings.
Who is required to file form of placement agent?
Typically, a placement agent who is involved in soliciting investors for securities offerings is required to file the form of placement agent.
How to fill out form of placement agent?
The form of placement agent can usually be filled out online or on paper, depending on the requirements of the regulatory authority overseeing the securities offerings.
What is the purpose of form of placement agent?
The purpose of the form of placement agent is to provide transparency and regulatory oversight for fundraising activities involving placement agents.
What information must be reported on form of placement agent?
The form of placement agent typically requires information such as the placement agent's contact details, background information, compensation structure, and any conflicts of interest.
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