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SEC FORM 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: Washington, D.C. 20549 3235 0104 Estimated average burden hours per response INITIAL STATEMENT OF BENEFICIAL

How to fill out sec form 3

How to fill out sec form 3

1. To fill out SEC Form 3, follow these steps:
2. Obtain a copy of SEC Form 3 from the Securities and Exchange Commission website or your company's HR department.
3. Provide your personal information, including your full name, address, and contact details, in the designated fields.
4. Specify your role in the company for which you are filing SEC Form 3.
5. Disclose any relevant relationships you have with the company's directors, officers, or beneficial owners.
6. Report any transactions involving the company's securities that you have engaged in during the reporting period.
7. Attach any necessary supporting documentation, such as copies of transaction statements or agreements.
8. Sign and date the form to certify the accuracy and completeness of the information provided.
9. Submit the completed SEC Form 3 to the Securities and Exchange Commission within the prescribed deadline.

Who needs sec form 3?

1. SEC Form 3 is required to be filed by individuals who are considered 'insiders' of a publicly traded company.
2. This includes directors, officers, and beneficial owners of more than 10% of the company's securities.
3. Insiders must file SEC Form 3 to report their initial holdings and any subsequent changes in their ownership positions.
4. This helps ensure transparency and proper disclosure of insider transactions to protect the interests of investors and maintain market integrity.

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