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Series 3 395cc3 lock Series 3 on off full low clean replace 1 6 months 395 cc Type 5772 www.braun.com 99470524 395cc S1. Indy 1 01.03.2010 14:49:54 UHF Braun Info lines D A 00 800 27 28 64 63 00 800

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Those who are required to register as commodity trading advisors or commodity pool operators with the U.S. Commodity Futures Trading Commission (CFTC) are generally in need of series 3 qualifications.

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Individuals who want to become associated persons (APs) of futures commission merchants (FCMs), introducing brokers (IBs), or commodity trading advisors (CTAs) may also need to obtain series 3 qualifications.

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It is advisable to consult the specific regulations and requirements of the CFTC to determine if series 3 is required for a particular role or activity.

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What is series 3?

"answer":"Series 3 is a financial exam that individuals must pass in order to become licensed to sell commodities and futures contracts."

Who is required to file series 3?

"answer":"Individuals who want to sell commodities and futures contracts are required to file series 3."

How to fill out series 3?

"answer":"Series 3 can be filled out by registering for the exam through the National Futures Association and studying the exam material."

What is the purpose of series 3?

"answer":"The purpose of series 3 is to ensure individuals have the knowledge and skills necessary to sell commodities and futures contracts in a responsible manner."

What information must be reported on series 3?

"answer":"Series 3 requires individuals to report their knowledge of commodities and futures markets, as well as their understanding of regulations and ethics."

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