Get the free Form 144 - SEC.gov - sec

OMB APPROVAL OMB Number: 32350101 Expires: August 31, 2003, Estimated average burden hours per response. . . 2.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 SEC

How to fill out form 144 - secgov

How to fill out form 144 - secgov

1. To fill out Form 144, you can follow these steps:
2. Obtain a copy of Form 144 from the SEC website or your broker.
3. Enter your name, address, and Social Security Number (or Employer Identification Number) in the appropriate fields.
4. Provide the name of the issuer of the securities you wish to sell and the ticker symbol, if applicable.
5. Indicate the nature of your affiliation with the issuer, such as a director, officer, or controlling shareholder.
6. Specify the number of shares or other units of securities you plan to sell.
7. Mention the date when the securities were acquired.
8. Describe the method of sale, whether public or private.
9. Sign and date the form, certifying that the information provided is accurate and complete.
10. Submit the completed Form 144 to the SEC, either electronically or by mail, according to the instructions provided.

Who needs form 144 - secgov?

1. Form 144 is required to be filed by persons who are planning to sell restricted securities, either through a public sale or a private placement. Restricted securities are typically acquired through private offerings or as compensation from an issuer. Individuals who hold such securities and intend to sell them in compliance with SEC regulations need to file Form 144.

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What is form 144 - secgov?

Form 144 is a notice of proposed sale of securities filed with the U.S. Securities and Exchange Commission (SEC) by officers, directors, and affiliated persons of a company.

Who is required to file form 144 - secgov?

Insiders of public companies, such as officers, directors, and large shareholders, are required to file Form 144 when they intend to sell restricted or control securities.

How to fill out form 144 - secgov?

Form 144 must be filled out accurately and completely, including information about the issuer, the securities to be sold, the relationship of the filer to the issuer, and the intended method of sale.

What is the purpose of form 144 - secgov?

The purpose of Form 144 is to provide transparency to the market about the intentions of insiders to sell securities, particularly when those securities are restricted or controlled.

What information must be reported on form 144 - secgov?

Form 144 requires information about the issuer, the securities being sold, the relationship of the filer to the issuer, and the method of sale, among other details.