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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction
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How to fill out form 4 - investors

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How to fill out form 4 - investors

01
Step 1: Obtain a copy of Form 4 - Investors from the Securities and Exchange Commission (SEC) website or from the broker.
02
Step 2: Read the instructions carefully and gather all the necessary information required to complete the form.
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Step 3: Fill in the personal details section, including your name, address, social security number, and any other requested information.
04
Step 4: Provide information about the company in which you are an investor, including the name, ticker symbol, and business address.
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Step 5: Indicate the type of transaction being reported, such as a purchase, sale, or transfer of securities.
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Step 6: Enter the date of the transaction, the number of shares or units involved, and the price per share or unit.
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Step 7: Disclose any relationship you have with the company, such as being an officer, director, or greater than 10% shareholder.
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Step 8: Attach any necessary supporting documentation, such as contracts or agreements related to the transaction.
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Step 9: Review the completed form for accuracy and completeness before signing and dating it.
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Step 10: Submit the form to the SEC within the specified timeframe, either electronically or by mail.

Who needs form 4 - investors?

01
Form 4 - Investors is required to be filled out by individuals or entities who are considered insiders of a publicly traded company.
02
This includes company officers, directors, and greater than 10% shareholders.
03
Insiders are required to file Form 4 to report their transactions involving the company's securities, including purchases, sales, and transfers.
04
This information is important for ensuring transparency and preventing insider trading.
05
Additionally, investors who are not insiders but hold more than 5% of a company's stock may also need to file Form 4 under certain circumstances.
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Form 4 - investors is a form filed with the Securities and Exchange Commission (SEC) to report transactions involving company stock by directors, officers, and shareholders who own more than 10% of the company.
Directors, officers, and shareholders who own more than 10% of the company are required to file form 4 - investors.
Form 4 - investors can be filled out electronically through the SEC's electronic filing system or manually using the paper form.
The purpose of form 4 - investors is to provide transparency and accountability regarding transactions involving company stock by insiders.
Form 4 - investors must report details of transactions involving company stock, including the date of the transaction, the number of shares bought or sold, and the price per share.
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