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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: 32350287

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How to fill out form 4 - investors

01

Step 1: Obtain the Form 4 - Investors from the Securities and Exchange Commission (SEC) website or from the relevant brokerage firm.

02

Step 2: Read and understand the instructions provided with the form.

03

Step 3: Enter your personal information, such as your full name, address, and contact details, in the designated fields.

04

Step 4: Provide details about your ownership and transaction activity, including the type and amount of securities purchased or sold.

05

Step 5: Attach any necessary supporting documents, such as copies of agreements or contracts related to the transaction.

06

Step 6: Review the completed form for accuracy and completeness.

07

Step 7: Sign and date the form to certify the information provided.

08

Step 8: Submit the filled-out Form 4 - Investors to the SEC or the relevant brokerage firm, following their specific submission guidelines.

Who needs form 4 - investors?

01

Any investor or individual who engages in transactions involving securities and meets the reporting requirements set by the SEC needs to fill out Form 4 - Investors.

02

This includes corporate insiders, such as directors, officers, and beneficial owners of more than 10% of a publicly traded company's equity securities.

03

Filing Form 4 is mandatory for these individuals to report their securities transactions and holdings to promote transparency and protect investors' interests.

04

Additionally, certain institutional investors, such as investment companies or hedge funds, may also be required to file Form 4 if they meet the reporting criteria.

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