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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: 32350287

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How to fill out form 4 - investors

01

Start by reading the instructions provided with Form 4

02

Gather all the necessary information such as the issuer's name, ticker symbol, and CIK number

03

Fill out Section 1 of Form 4 with your personal information including your name, address, and date of birth

04

In Section 2, provide details about the securities transaction such as the type of transaction, date of transaction, and security title

05

Complete Section 3 if applicable, by providing information about the derivative securities involved

06

Sign and date the form in Section 4

07

Submit the completed Form 4 to the appropriate regulatory authority

Who needs form 4 - investors?

01

Investors who are insiders or have access to non-public information about a company's securities transactions

02

Executives, directors, and officers of a publicly traded company

03

Beneficial owners of more than 10% of a company's equity securities

04

Investors involved in the acquisition or disposition of a company's securities

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What is form 4 - investors?

Form 4 - investors is a form filed with the Securities and Exchange Commission (SEC) by company insiders who have access to non-public information about the company.

Who is required to file form 4 - investors?

Company insiders such as directors, officers, and shareholders who own more than 10% of the company's stock are required to file form 4 - investors.

How to fill out form 4 - investors?

Form 4 - investors must be filled out electronically on the SEC's EDGAR system. It requires information about the insider's transactions involving the company's stock.

What is the purpose of form 4 - investors?

The purpose of form 4 - investors is to provide transparency to investors and the public about the trading activities of company insiders.

What information must be reported on form 4 - investors?

Form 4 - investors must include information about the insider's identity, the date of the transaction, the number of shares bought or sold, and the price of the transaction.

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