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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: 32350287

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How to fill out form 4 - investors

01

Obtain a copy of Form 4 - Investor from the Securities and Exchange Commission (SEC) website or from your broker.

02

Start by filling out the personal information section, including your name, address, and Social Security number.

03

Identify the reporting person, which is typically the investor, and provide their personal information as well.

04

Indicate the reporting person's relationship to the company, such as being a director, officer, or beneficial owner.

05

Report any transactions conducted by the reporting person during the reporting period, including the date, amount, and nature of the transaction.

06

Disclose any other beneficial ownership of securities held by the reporting person.

07

Provide a brief explanation of any footnotes or attachments included with the Form 4.

08

Sign and date the form to certify its accuracy and completeness.

09

Submit the completed Form 4 to the SEC within the required time frames.

10

Keep a copy of the filled-out form for your records.

Who needs form 4 - investors?

01

Form 4 - Investors is needed by individuals or entities who are considered 'insiders' of a publicly traded company.

02

Insiders include directors, officers, and beneficial owners with holdings of more than 10% of the company's shares.

03

These individuals are required by the SEC to file Form 4 to report their transactions and changes in ownership of company securities.

04

Form 4 helps promote transparency and prevents insider trading by providing public disclosure of insider activities.

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