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Dreyfus Lion Account # Dreyfus Brokerage Services P.O. Box 9008 Hinesville, NY 118029008 TRADING AUTHORIZATION LIMITED TO PURCHASE AND SALES OF SECURITIES CUSTOMER IDENTIFICATION PROGRAM NOTICE IMPORTANT
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How to fill out limited trading authorization form

01
Read the instructions: Start by carefully reading the instructions provided with the limited trading authorization form.
02
Gather necessary information: Collect all the required information, such as your name, contact details, account number, and any specific trading restrictions.
03
Review terms and conditions: Understand the terms and conditions associated with granting limited trading authorization to someone else.
04
Complete personal details: Fill out your personal details, including your full name, address, social security number, and date of birth.
05
Specify authorized individuals: Clearly state the name and contact information of the person(s) you are granting limited trading authorization to.
06
Define trading restrictions: If applicable, clearly define any limitations or restrictions on the authorized person's trading abilities.
07
Sign and date the form: Provide your signature, along with the date, to confirm your consent and understanding of the limited trading authorization form.
08
Submit the form: Once you have completed all the necessary fields and reviewed for accuracy, submit the form to the relevant financial institution or brokerage firm.

Who needs limited trading authorization form?

01
Individuals managing their investments remotely: Those who are unable to actively manage their investment portfolio but still want someone they trust to make limited trading decisions on their behalf.
02
Guardians or trustees: Individuals responsible for managing the financial affairs of a minor or someone with special needs may require limited trading authorization.
03
Power of attorney holders: When an individual grants someone else power of attorney over their finances, limited trading authorization may be necessary.
04
Members of investment clubs: In some investment clubs, members may require limited trading authorization to make decisions on behalf of the club.
05
Family members: People who want to give their family members, such as spouses or children, the ability to make limited trades on their behalf may need this authorization form.
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The limited trading authorization form is a document that allows an individual or entity to provide someone else with the authority to trade securities on their behalf within specific parameters.
Any individual or entity who wants to authorize another person to trade securities on their behalf within specific limits is required to file the limited trading authorization form.
To fill out the limited trading authorization form, one must provide their personal information, details of the authorized trader, specific trading parameters, and sign the document.
The purpose of the limited trading authorization form is to legally grant someone else the authority to trade securities on behalf of the owner within specific limits.
The limited trading authorization form must include personal information of the owner, details of the authorized trader, specific trading parameters, and signatures of both parties.
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