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OTC Unsolicited Quote File SpecificationVersion 1.1 September 2016OTC Unsolicited Quote File SpecificationChange history 9/28/2016 12/01/20119/28/16Amendments to document links Initial Version 1.02Version
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01
Open the OTC unsolicited quote file template.
02
Fill out the required fields, such as the company name, contact information, and product details.
03
Provide the pricing information for the products being quoted.
04
Include any additional terms and conditions or special instructions, if applicable.
05
Double-check all the entered information for accuracy.
06
Save the completed OTC unsolicited quote file in the desired format.
07
Submit the file to the relevant recipient or follow the specified submission process.

Who needs otc unsolicited quote file?

01
Manufacturers or suppliers who want to provide quotes for OTC (Over-the-Counter) products to potential buyers or clients.
02
Wholesalers or distributors who wish to offer OTC products to their customers.
03
Retailers or pharmacies who want to request quotes from suppliers for OTC products.
04
Buyers or clients who require quotes for OTC products to compare prices and make purchasing decisions.
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OTC unsolicited quote file is a report that contains information about unsolicited quotes for over-the-counter securities.
Broker-dealers who have received unsolicited quotes for OTC securities are required to file the OTC unsolicited quote file.
To fill out the OTC unsolicited quote file, broker-dealers need to provide information about the security, the issuer, the quote price, and other relevant details.
The purpose of the OTC unsolicited quote file is to provide transparency and information to the regulatory authorities about unsolicited quotes for OTC securities.
Information such as the security symbol, the issuer name, the quote price, the quote date, and the source of the quote must be reported on the OTC unsolicited quote file.
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