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FORM 4 OMB APPROVAL OMB Number: 32350287 Estimated average burden hours per response... 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject
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How to fill out form 4 - investor
01
Open the Form 4 - Investor document
02
Read the instructions carefully before proceeding
03
Enter your personal information in the designated fields
04
Provide your contact details including phone number and email address
05
Specify the type of investor you are
06
If applicable, indicate any previous securities transactions
07
Fill in the details of the securities being acquired or disposed of
08
Include the dates of acquisition or disposal
09
Provide the price per share or principal amount involved
10
Indicate any transactions effected pursuant to a dividend reinvestment plan or employee benefit plan
11
Complete any additional sections as required
12
Review the completed form for accuracy
13
Sign and date the form
14
Submit the form by mail, fax, or electronically as requested
15
Retain a copy of the completed form for your records
Who needs form 4 - investor?
01
Individual investors who engage in securities transactions
02
Investors who need to report acquisitions or dispositions of securities
03
Investors who are directors or officers of the issuer of the securities being acquired or disposed of
04
Insiders of public companies who must file reports of their securities transactions
05
Investors who have affiliations with certain broker-dealers, exchange members, or self-regulatory organizations
06
Investors who are required by the Securities and Exchange Commission (SEC) to file Form 4
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What is form 4 - investor?
Form 4 - investor is a filing required by the Securities and Exchange Commission (SEC) that must be submitted by company insiders (such as officers, directors, and beneficial owners) to report their transactions in company stock.
Who is required to file form 4 - investor?
Company insiders, including officers, directors, and beneficial owners, are required to file form 4 - investor.
How to fill out form 4 - investor?
Form 4 - investor can be filled out electronically through the SEC's EDGAR system. It requires information about the insider's identity, the company's stock, and details of the transaction.
What is the purpose of form 4 - investor?
The purpose of form 4 - investor is to provide transparency to investors and the public about transactions made by company insiders in company stock.
What information must be reported on form 4 - investor?
Form 4 - investor requires reporting of the insider's identity, details of the transaction (such as date, price, and amount of stock), and any other relevant information.
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