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Get the free annual audited r rt form x-17 part 111 - SEC.gov

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ESTATES SECURITIESANDEXCHANGE little estimated average burden ANNUAL AUDITED R Washington, D.C. FORM X17 20549 PART 111 15046077 temper response......12.OO Expires: March 31, 2016, SEC FILENAME I)
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01
Gather all necessary financial documents and records for the audit.
02
Review the audit requirements and guidelines provided by the regulatory authorities.
03
Engage a qualified auditing firm or an independent auditor.
04
Provide the auditors with access to all relevant financial information and documents.
05
Cooperate with the auditors during the audit process and provide any additional information requested.
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Ensure the audit is conducted in accordance with the applicable auditing standards and regulations.
07
Review the draft audited financial statements provided by the auditors and address any discrepancies or issues.
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09
File the audited financial statements with the appropriate regulatory authorities within the specified deadlines.

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