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Change of Broker Dealer/Representative Authorization Annuities are issued by Price Life Insurance Company, in New York, by Price Life Insurance Company of New Jersey and The Prudential Insurance Company
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Step 1: Obtain the necessary forms for the change of broker dealer representative from your current broker dealer or the relevant regulatory authority.
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Step 2: Fill out the forms with accurate and up-to-date information regarding the change of broker dealer representative.
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Step 3: Provide any required supporting documentation, such as a copy of your registration or licensing information.
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Step 4: Review the completed forms and supporting documentation to ensure everything is filled out correctly and completely.
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Step 5: Submit the forms and supporting documentation to your current broker dealer or the relevant regulatory authority.
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Step 6: Await confirmation of the change of broker dealer representative from your current broker dealer or the regulatory authority.

Who needs change of broker dealerrepresentative?

01
Individuals or entities who are currently registered as broker dealer representatives and wish to make a change in their broker dealer affiliation.
02
Broker dealer firms who need to update the registration information of their representatives due to changes in employment or affiliation.
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A change of broker dealer representative is when a registered representative changes their employing broker-dealer.
The registered representative who is making the change is required to file the change of broker dealer representative.
To fill out a change of broker dealer representative, the registered representative must submit a Form U4 with the necessary information.
The purpose of a change of broker dealer representative is to notify the appropriate regulatory authorities of the change in employment.
The change of broker dealer representative must include the new employing broker-dealer information, the effective date of the change, and any other relevant details.
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