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DEALING MEMBER (SPECIALISTS) APPLICATION FORM NOVEMBER 2016 MDQ OTC SECURITIES EXCHANGE DEALING MEMBER (SPECIALISTS) APPLICATION FORM APPLICANT INFORMATION Company Name: RC Number: Registered Office

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How to fill out dealing member specialists application

01

Step 1: Obtain the dealing member specialists application form from the relevant authorities or regulatory body.

02

Step 2: Read the instructions and guidelines provided with the application form carefully.

03

Step 3: Gather all the necessary documents and information required to complete the application, such as personal identification documents, educational qualifications, work experience details, etc.

04

Step 4: Fill out the application form accurately and completely. Make sure to provide all the required information, including personal details, contact information, and any other relevant details as specified in the form.

05

Step 5: Double-check the filled application form for any errors or missing information.

06

Step 6: Attach the supporting documents along with the application form, as mentioned in the instructions.

07

Step 7: Review the entire application package to ensure all the required documents and information have been included.

08

Step 8: Submit the completed application form and supporting documents to the designated authority or regulatory body either in person or through the specified medium.

09

Step 9: Pay any applicable fees or charges, if mentioned, during the submission process.

10

Step 10: Await the processing and evaluation of the application. Follow up with the authorities if necessary.

11

Step 11: Once the application is approved, adhere to any additional procedures or requirements, if any, provided by the authorities.

12

Step 12: Begin engaging as a dealing member specialist upon receiving the necessary approvals and authorizations.

Who needs dealing member specialists application?

01

Individuals or entities seeking to become certified dealing member specialists require the dealing member specialists application.

02

Financial institutions, brokerage firms, or other organizations involved in the trading or investment business may require their employees or members to fill out the application for regulatory compliance.

03

Regulatory bodies, such as securities exchange commissions or government authorities, may require aspiring dealing member specialists to complete the application process as part of the licensing or registration procedure.

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What is dealing member specialists application?

Dealing member specialists application is a form submitted to the regulatory authority by individuals seeking authorization to act as dealing members in the financial markets.

Who is required to file dealing member specialists application?

Individuals who wish to engage in dealing activities in the financial markets are required to file dealing member specialists application.

How to fill out dealing member specialists application?

Dealing member specialists application can be filled out online or in person by providing personal information, qualifications, and financial background.

What is the purpose of dealing member specialists application?

The purpose of dealing member specialists application is to ensure that individuals meet the required qualifications and standards to engage in dealing activities in the financial markets.

What information must be reported on dealing member specialists application?

Information such as personal details, educational qualifications, work experience, financial history, and any criminal record must be reported on dealing member specialists application.

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