Get the free FORM 144 - Trading - Fidelity

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014, Estimated average burden hours per response ........... 1.00

How to fill out form 144 - trading

How to fill out form 144 - trading?

1. Start by accessing a copy of form 144 - trading from the appropriate regulatory agency or website. This form is typically used by insiders or affiliates of a company to report their intention to sell restricted securities.
2. Begin by providing basic information such as your name, address, and social security number. This information helps the regulatory agency track and verify the submission.
3. Identify the type and amount of securities you intend to sell. Specify whether it is common stock, preferred stock, or other types of securities. Also, state the total number of shares you are planning to sell.
4. Indicate the issuer of the securities. This is the company whose stock you own and want to sell. Include relevant details such as the issuer's name, address, and a brief description of the business.
5. Determine if the transaction is part of an established plan. If you are selling securities under a pre-existing 10b5-1 trading plan, mention it in this section. Provide details about the plan, its start date, and any restrictions or contingencies.
6. Specify the proposed method of sale. Whether you plan to sell directly on the market or through an intermediary, describe the details of the sale process.
7. Include any additional information or explanations that may be required. If there are any special circumstances or considerations related to the securities transaction, provide a concise explanation.

Who needs form 144 - trading?

1. Insiders: Form 144 - trading is primarily used by insiders or affiliates of a company. Insiders include officers, directors, large shareholders, and other individuals with access to non-public information about the company.
2. Affiliates: Individuals or entities that have a close relationship with the issuer of the securities may also need to fill out form 144. This can include subsidiaries, parent companies, or other related parties.
3. Restricted Securities Holders: If you hold restricted securities, which are securities acquired directly or indirectly from the issuer or an affiliate, you may also be required to file form 144 before selling them to the public.

Note: It is essential to consult with legal or regulatory professionals to ensure compliance with the specific rules and requirements related to form 144 - trading.

For pdfFiller’s FAQs

What is form 144 - trading?

Form 144 is a document filed with the Securities and Exchange Commission (SEC) when insiders of a company are planning to sell company stock. It is used to notify the SEC of the intent to sell restricted or control securities.

Who is required to file form 144 - trading?

Insiders of a company who hold restricted or control securities are required to file form 144 before selling company stock.

How to fill out form 144 - trading?

Form 144 must be completed and filed electronically through the SEC's EDGAR system. It requires information about the insider's relationship to the company, the type and number of securities being sold, and the intended sales date.

What is the purpose of form 144 - trading?

The purpose of form 144 is to provide transparency to the market by disclosing insider sales of company stock. This helps prevent insider trading and allows investors to make informed decisions.

What information must be reported on form 144 - trading?

Form 144 requires information about the insider's relationship to the company, the type and number of securities being sold, the method of acquisition, and the intended sales date.

How do I complete form 144 - trading online?

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