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SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: 2.
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Who needs form 4 - brown-forman?
01
Individuals who are either executives, directors, or beneficial owners of securities in Brown-Forman Corporation and meet certain criteria as outlined by the Securities and Exchange Commission (SEC) are required to fill out Form 4.
02
Form 4 is necessary for reporting any changes in ownership or acquisitions of securities within Brown-Forman Corporation that fall under the guidelines set by the SEC.
03
This form aids in promoting transparency and compliance with federal securities laws, ensuring that potential conflicts of interest are disclosed to protect investors' interests.
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Therefore, individuals who hold positions of authority or have significant ownership interests within Brown-Forman Corporation need to fill out Form 4 to comply with regulatory requirements.
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What is form 4 - brown-forman?
Form 4 - brown-forman is a filing required by the Securities and Exchange Commission (SEC) for reporting transactions in a company's securities by directors, officers, and beneficial owners.
Who is required to file form 4 - brown-forman?
Directors, officers, and beneficial owners of a company are required to file form 4 - brown-forman when they engage in transactions involving the company's securities.
How to fill out form 4 - brown-forman?
Form 4 - brown-forman can be filled out electronically on the SEC's website using the EDGAR system. It requires information such as the individual's name, the company's name, details of the transaction, and the date of the transaction.
What is the purpose of form 4 - brown-forman?
The purpose of form 4 - brown-forman is to provide transparency and accountability regarding transactions in a company's securities by its insiders.
What information must be reported on form 4 - brown-forman?
Form 4 - brown-forman requires reporting of the individual's name, the company's name, details of the transaction (such as the type of security and the date of the transaction), and any changes in beneficial ownership.
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