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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: hours

How to fill out form 4 - brown-forman

How to fill out form 4 - brown-forman

1. Start by obtaining a copy of Form 4 from the Brown-Forman website or office.
2. Read through the instructions on the form carefully to understand the information required.
3. Enter your personal details in the appropriate fields, such as your name, address, and contact information.
4. Provide the details of the transaction for which you are filing Form 4, including the date, type, and nature of the transaction.
5. Include information about the securities involved, such as the name of the securities, their class, and the number of securities.
6. Indicate the nature of ownership or transaction by selecting the appropriate option from the provided choices.
7. If the transaction involves a derivative security or a transaction in equity swaps, provide additional details as required.
8. Attach any necessary supporting documents or explanations to clarify the transaction.
9. Review the completed form for accuracy and make any necessary corrections.
10. Sign and date the form to certify the information provided.
11. Submit the form to the appropriate regulatory authority as directed.
12. Keep a copy of the filled-out form for your records.

Who needs form 4 - brown-forman?

1. Any individual or entity that is required to report a transaction involving securities to the regulatory authorities may need to fill out Form 4.
2. This includes directors, officers, and principal shareholders of publicly-traded companies.
3. Form 4 is used to report changes in ownership of securities and transactions related to insider trading.
4. It is a requirement under the Securities Exchange Act of 1934.
5. Investors, executives, and other individuals with access to non-public information about a company may also need to fill out Form 4.

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What is form 4 - brown-forman?

Form 4 - brown-forman is a document filed with the Securities and Exchange Commission (SEC) to report insider transactions.

Who is required to file form 4 - brown-forman?

Company insiders, such as officers, directors, and beneficial owners of more than 10% of a class of the company's stock, are required to file form 4 - brown-forman.

How to fill out form 4 - brown-forman?

Form 4 - brown-forman must be filled out electronically through the SEC's EDGAR system. It requires information about the insider's identity, the details of the transaction, and any relationships with the company.

What is the purpose of form 4 - brown-forman?

The purpose of form 4 - brown-forman is to provide transparency to investors and the public about insider transactions in publicly traded companies.

What information must be reported on form 4 - brown-forman?

Form 4 - brown-forman requires the reporting of the insider's name and relationship to the company, details of the transaction, date of the transaction, and any other relevant information.