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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction
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How to fill out form 4 - brown-forman

How to fill out form 4 - brown-forman
01
Step 1: Start by obtaining a copy of Form 4 from the official website of Brown-Forman.
02
Step 2: Read the instructions provided with the form carefully to understand the information and documents required.
03
Step 3: Begin filling out the personal information section of the form, including your name, address, and Social Security number.
04
Step 4: Provide details about the transaction that necessitates the filing of Form 4, such as the date of the transaction and the nature of the ownership change.
05
Step 5: Complete the reporting person section, providing information about the individual or entity filing the form.
06
Step 6: Fill out the details of the securities involved, including the class, type, and number of securities acquired or disposed.
07
Step 7: Continue by reporting the date and price of the transaction, as well as any applicable exemptions claimed.
08
Step 8: Attach any additional documentation required by the instructions, such as supporting contracts or agreements.
09
Step 9: Review the completed form for accuracy and completeness, ensuring all necessary fields have been properly filled out.
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Step 10: Sign and date the form before submitting it as instructed by Brown-Forman.
11
Step 11: Retain a copy of the filled-out Form 4 for your records.
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Step 12: If necessary, consult professional advice or contact Brown-Forman directly for any questions or clarifications.
Who needs form 4 - brown-forman?
01
Any individual or entity that directly or indirectly acquires or disposes of equity securities of Brown-Forman Corporation needs to file the Form 4.
02
This includes both insiders (such as directors, officers, and beneficial owners of more than 10% of the company's stock) and any other individuals or entities who conduct transactions that trigger reporting obligations as defined by the Securities and Exchange Commission (SEC).
03
Form 4 serves as a means of transparency and disclosure requirement, ensuring that the public and investors are aware of significant ownership changes within the company.
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