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SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: hours
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How to fill out form 4 - brown-forman
How to fill out form 4 - brown-forman
01
Step 1: Start by downloading Form 4 from the Brown-Forman website.
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Step 2: Read the instructions carefully to understand the information required in each section.
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Step 3: Provide personal details such as name, address, and social security number.
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Step 4: Specify the transaction details including the type of securities involved and the date of the transaction.
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Step 5: Disclose any beneficial ownership in other companies or securities.
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Step 6: Fill in the reporting person's relationship to the issuer.
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Step 7: Complete the signature and date section to certify the accuracy of the form.
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Step 8: Review the completed form for any errors or missing information.
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Step 9: Submit the filled-out Form 4 to the appropriate regulatory authority as instructed in the form's guidelines.
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Step 10: Keep a copy of the Form 4 for your records.
Who needs form 4 - brown-forman?
01
Individuals who hold positions as officers, directors, or beneficial owners of more than 10% of a publicly traded company's securities are required to file Form 4.
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Executives and other insiders who buy or sell company securities also need to file Form 4 to report their transactions to the regulatory authorities.
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Form 4 is essential for maintaining transparency and ensuring compliance with federal securities regulations.
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What is form 4 - brown-forman?
Form 4 - brown-forman is a filing that must be submitted to the Securities and Exchange Commission (SEC) by insiders of Brown-Forman Corporation to report any transactions involving the company's securities.
Who is required to file form 4 - brown-forman?
Insiders of Brown-Forman Corporation, such as directors, officers, and beneficial owners of more than 10% of the company's stock, are required to file form 4 - brown-forman.
How to fill out form 4 - brown-forman?
Form 4 - brown-forman must be filled out electronically using the SEC's EDGAR system. It requires detailed information about the insider, the transaction, and the securities involved.
What is the purpose of form 4 - brown-forman?
The purpose of form 4 - brown-forman is to provide transparency and disclosure of transactions involving securities of the company by insiders, to prevent insider trading and ensure fairness in the market.
What information must be reported on form 4 - brown-forman?
Form 4 - brown-forman requires reporting of the insider's identity, relationship to the company, details of the transaction, and information about the securities involved.
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