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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 FORM NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UPHOLDER(S) IN RESPECT OF INTERESTS IN

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How to fill out notification form for substantial

01

Start by obtaining the notification form for substantial. This form can usually be found on the official website of the regulatory authority.

02

Carefully read the instructions provided with the form to understand the requirements and guidelines for filling it out.

03

Enter your personal details such as name, contact information, and any necessary identification numbers in the designated fields on the form.

04

Provide detailed information about the substantial event that requires notification. This may include the nature of the event, its date and time, and any relevant supporting documents.

05

Double-check all the information you have entered to ensure its accuracy and completeness.

06

Sign and date the form, certifying that all the information provided is true and accurate.

07

Submit the completed form to the appropriate regulatory authority through the specified submission channels. This may involve mailing or delivering the form in person.

08

Keep a copy of the filled-out form for your records in case you need to refer to it later.

Who needs notification form for substantial?

01

Any individual or entity that has experienced a substantial event, as defined by the regulatory authority, needs to fill out the notification form for substantial.

02

This may include individuals or businesses involved in significant financial transactions, mergers and acquisitions, changes in ownership structure, or other events that impact the regulatory environment.

03

Different regulatory authorities may have specific criteria for determining when the notification form for substantial is required, so it is important to consult the applicable regulations and guidelines.

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What is notification form for substantial?

Notification form for substantial is a form used to report any substantial ownership or control changes within a company.

Who is required to file notification form for substantial?

Any individual or entity that acquires a substantial amount of ownership or control in a company is required to file a notification form for substantial.

How to fill out notification form for substantial?

The notification form for substantial can be filled out online or in paper form, providing all necessary information required by the relevant regulatory authority.

What is the purpose of notification form for substantial?

The purpose of the notification form for substantial is to inform regulatory authorities about any significant changes in ownership or control of a company.

What information must be reported on notification form for substantial?

The notification form for substantial typically requires information such as details of the acquirer, the amount of shares acquired, the purpose of the acquisition, and any potential conflicts of interest.

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