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Everything Real Time SECURITIES TRADING POLICY Effective: 23 May 2014 1. INTRODUCTION 1.1 Securities of the Company are listed on ASX. 1.2 This policy outlines: (a) (b) when a KM and other Employees
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How to fill out securities trading policy effectively:

01
Start by understanding the purpose of the securities trading policy. Familiarize yourself with the regulations and guidelines that govern securities trading in your jurisdiction.
02
Identify the key stakeholders who will be impacted by the policy, such as employees, executives, and board members. Consider their roles and responsibilities in relation to securities trading.
03
Clearly define the scope of the policy. Detail what type of securities are covered, what actions are considered trading, and any specific restrictions or limitations.
04
Determine the reporting requirements for employees engaging in securities trading. Specify how and when they should disclose their trades, and establish procedures for pre-clearance of trades if necessary.
05
Outline the insider trading and material non-public information guidelines. Emphasize the importance of maintaining confidentiality and avoiding any potential conflicts of interest.
06
Include guidelines for personal trading accounts and external trading relationships. Address any potential situations where employees may have investments or associations that could impact their objectivity.
07
Create a process for monitoring and enforcing the policy. Consider implementing regular training sessions, ongoing communication, and internal audits to ensure compliance.
08
Review and revise the policy periodically to reflect changes in regulations or business practices. Consider seeking legal advice to ensure the policy remains up to date and effective.

Who needs securities trading policy effective:

01
Companies listed on stock exchanges: To comply with relevant securities regulations and ensure fairness and transparency in their trading activities.
02
Financial institutions and investment firms: To adhere to industry regulations and protect the interests of their clients.
03
Government agencies: To regulate and monitor trading activities to maintain market stability and investor confidence.
04
Employees and executives: To understand their obligations and responsibilities when engaging in securities trading to avoid legal and ethical violations.
05
Shareholders and investors: To have confidence in the integrity of the company's trading activities and to be informed about any restrictions or limitations that may impact their investments.
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The securities trading policy becomes effective once it is approved and implemented by the company.
All employees, officers, and directors who are involved in securities trading are required to file the policy.
The policy should be filled out by including information on trading restrictions, reporting requirements, and compliance procedures.
The purpose of the policy is to prevent insider trading and ensure compliance with securities regulations.
Information such as trading restrictions, blackout periods, pre-clearance procedures, and reporting requirements must be reported.
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