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See 7 U.S.C. 1a 47 and 17 C. F.R. 1. 3. Page 1 Security Futures Products index. See 7 USC 1a 31 and 7 USC 1a 44. Cftc.gov/ConsumerProtection/FraudAwarenessPrevention/CFTCFraudAdvisories/fraudadv Precious Metals Refers to engaging in an off-exchange transaction involving physical precious metals i.e. gold silver platinum palladium etc.. List the futures commission merchant FCM /forex dealer member FDM / retail foreign i. exchange dealer RFED that holds your funds. FINRA https //www....

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How to fill out nfa customer complaint form

01

Step 1: Download the NFA customer complaint form from their official website.

02

Step 2: Review the instructions provided with the form to understand the required information.

03

Step 3: Fill in your personal details such as name, address, contact information, and NFA membership number if applicable.

04

Step 4: Clearly describe the nature of your complaint in the designated section. Be concise and provide any supporting evidence if available.

05

Step 5: Indicate the date, time, and location of the incident that led to your complaint.

06

Step 6: Attach any relevant documents or photos that can support your complaint. Ensure they are properly labeled and organized.

07

Step 7: Read through the completed form one final time to ensure accuracy and completeness.

08

Step 8: Sign and date the complaint form.

09

Step 9: Make a copy of the filled-out form for your records.

10

Step 10: Submit the complaint form either by mail or electronically as per the instructions provided.

11

Step 11: Keep a record of the submission date and any reference number provided for future inquiries or follow-ups.

Who needs nfa customer complaint form?

01

Any individual or entity who has a valid complaint against the NFA (National Futures Association) or its members can utilize the NFA customer complaint form.

02

This includes investors, customers, or any person affected by a violation of NFA rules, regulations, or ethical standards by NFA-registered firms or individuals.

03

Whether you have experienced fraud, misconduct, misrepresentation, or any other wrongdoing, submitting a complaint through the NFA customer complaint form provides an official channel to voice your concerns and seek resolution.

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