Get the free Form 45-106F9

Office of the Yukon Superintendent of Securities Ministerial Order Enacting Rule 2008/07 and 2009/07 effective in Yukon May 5 2015 Form 45-106F9 Form for Individual Accredited Investors WARNING This investment is risky. Securities-administrators. ca. Form instructions 1. This form does not mandate the use of a specific font size or style but the font must be legible. The purchaser must sign this form. Each of the purchaser and the issuer or selling security holder must receive a copy of this...

How to fill out form 45-106f9

How to fill out form 45-106f9

1. Read the instructions on how to fill out form 45-106f9 provided by the regulatory authority.
2. Gather all the necessary information and documents required to complete the form.
3. Start by entering the appropriate date and your personal details, such as name, address, and contact information.
4. Provide information about the issuer of the securities, including the name, address, and contact details.
5. Specify the type of distribution, whether it's an exempt distribution or a non-exempt distribution.
6. For each category of security being distributed, fill in the details such as the security description, total offering amount, and the jurisdiction where the security is being distributed.
7. If any exemptions are being relied upon, clearly indicate the specific exemption and provide any supporting documentation if required.
8. Include information about any finders or agents involved in the distribution, including their names, addresses, and compensation details.
9. Review the completed form to ensure all the required information has been provided and that it's accurate.
10. Sign and date the form, certifying that the information provided is true and accurate to the best of your knowledge.

Who needs form 45-106f9?

1. Form 45-106f9 is required by individuals, companies, or entities involved in securities distributions in Canada.
2. Issuers of securities who are making exempt or non-exempt distributions need to fill out form 45-106f9.
3. Broker-dealers, finders, and agents involved in the distribution may also be required to complete this form.
4. Regulatory authorities and other relevant parties may request this form as part of their oversight and compliance processes.

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What is form 45-106f9?

Form 45-106f9 is a report of exempt distribution that must be filed by issuers or underwriters in certain situations.

Who is required to file form 45-106f9?

Issuers or underwriters are required to file form 45-106f9 when conducting certain exempt distributions.

How to fill out form 45-106f9?

Form 45-106f9 must be filled out accurately with all required information related to the exempt distribution being reported.

What is the purpose of form 45-106f9?

The purpose of form 45-106f9 is to report exempt distributions of securities to the appropriate regulatory authorities.

What information must be reported on form 45-106f9?

Information such as the details of the exempt distribution, offering documents, financial statements, and other related information must be reported on form 45-106f9.