Get the free Securities and Futures Act (the "SFA")

The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G 1 137R 1 or 137ZC 1 of the SFA as the case may be. Please note that submission of any false or misleading information is an offence under Part VII of the SFA. Part I - General Name of Listed Issuer G. K. Goh Holdings Limited Type of Listed Issuer Company/Corporation Registered/Recognised Business Trust Real Estate Investment Trust Is more than one...

How to fill out securities and futures act

How to fill out securities and futures act

1. Start by obtaining a copy of the Securities and Futures Act (SFA) from the relevant regulatory body or official website.
2. Familiarize yourself with the structure and contents of the SFA, including its various parts, sections, and schedules.
3. Understand the key definitions and terms used in the SFA, as they can significantly impact the interpretation and applicability of the Act.
4. Identify the specific provisions within the SFA that are relevant to your situation or the securities and futures activities you are involved in.
5. Read the identified provisions carefully, paying attention to any conditions, requirements, or obligations imposed on individuals or entities.
6. Seek legal advice or guidance if you encounter any complexities or uncertainties while interpreting or applying the provisions of the SFA.
7. Complete any necessary forms or documentation required by the regulatory body or relevant authorities, ensuring compliance with the SFA's requirements.
8. Submit the filled-out forms and supporting documents to the appropriate regulatory body or authorities within the designated timeframe.
9. Await confirmation or notification from the regulatory body regarding the acceptance or approval of your submission.
10. Keep up-to-date with any amendments or revisions made to the SFA, as it is subject to change over time.

Who needs securities and futures act?

1. Individuals or entities involved in securities trading, including broker-dealers, investment advisers, and fund managers, need to adhere to the securities and futures act.
2. Entities engaged in futures trading, such as futures brokers, need to comply with the provisions of the securities and futures act.
3. Corporations or individuals issuing securities or offering investment products to the public must adhere to the regulations of the securities and futures act.
4. Individuals or companies involved in activities related to securities exchanges or trading platforms are subject to the securities and futures act.
5. Financial institutions, including banks and insurance companies, may also be required to comply with certain provisions of the securities and futures act.
6. Professionals in the finance or investment industry, such as financial advisers or analysts, should be aware of and follow the securities and futures act.
7. Any individual or entity that wishes to operate within the securities and futures market in a legal and compliant manner should familiarize themselves with the securities and futures act.

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What is securities and futures act?

The Securities and Futures Act (SFA) is a legislation in Singapore that governs the securities and futures markets.

Who is required to file securities and futures act?

Any person or entity carrying out regulated activities in Singapore's securities and futures markets is required to file under the Securities and Futures Act.

How to fill out securities and futures act?

To fill out the Securities and Futures Act, individuals and entities must provide information such as financial statements, registration details, and compliance reports.

What is the purpose of securities and futures act?

The Securities and Futures Act aims to regulate and promote the integrity and stability of Singapore's securities and futures markets.

What information must be reported on securities and futures act?

Information such as financial statements, registration details, compliance reports, and other relevant documents must be reported on the Securities and Futures Act.