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A. Each alternative must be diversified. b. and return characteristics. c. I n the aggregate the alternatives must enable achieve a portfolio with aggregate risk and return characteristics at any point within the range normally appropriate for the participant or beneficiary d. I. A description of the annual operating expenses of each investment alternative e.g. investment management fees administrative fees and transaction costs which reduce the rate of return to participants and the...
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Who needs 404c checklist?
01
Organizations or businesses that handle personal information of California residents.
02
Companies subject to the California Consumer Privacy Act (CCPA).
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Businesses that have experienced a data breach or security incident involving personal information.
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Entities required to comply with the California Civil Code Section 1798.100 et seq.
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What is 404c checklist?
The 404c checklist is a tool used to assess compliance with certain requirements under the Sarbanes-Oxley Act.
Who is required to file 404c checklist?
Public companies listed on US stock exchanges are required to file 404c checklist.
How to fill out 404c checklist?
The 404c checklist can be filled out by reviewing internal controls and documenting any deficiencies.
What is the purpose of 404c checklist?
The purpose of the 404c checklist is to ensure that public companies have adequate internal controls in place to prevent fraud.
What information must be reported on 404c checklist?
The 404c checklist must include information on internal controls, any deficiencies found, and plans to address those deficiencies.
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