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A FfNRA U6 Disclosure on Andrew Cordova showing a California acfion against him. Exhibit 8 A FINRA U6 Disclosure on Brian Kingsfield showing a Desist and Refrain orderfi-omthe State of California on June 7 2010. Exhibit 5 An email from Rausch to Diaz with emails from April 2012 from Rausch saying he had not received his shares in WHIO. An email from Rausch to Diaz with his explanafion of the chronology of how Cordova delivered to Rausch 5 000 shares of a different stock Liberty International...
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