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Bunten Enforcement Attomey Illinois Securities Department 300 W Jefferson St. Suite 300A Telephone 217 785-7368. That at all relevant times the Respondent was registered as a salesperson and an investment adviser representative on behalf of LPL Financial LLC LPL pursuant to Section 8 of the Illinois Secunties Law of 1953 815 ILCS 5 et seg. That between June 6 2013 and September 5 2013 PC wrote eleven 11 checks in sums of 5 000 and 7 500 each made payable to David Lisnek personally. That when...

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