Get the free FORM 4 - SEC.gov

Date Exercisable and Expiration Date 7. Title and Underlying Security Instr. 3 and 4 Exercisable Date Title 9. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person s to Issuer Check all applicable Manning Napier Inc. MN Goodstein Barbara X 3. Amount of Securities Beneficially Owned Following Reported Instr. 3 and 4 6. Ownership Form Direct D or Indirect I Instr. 4 7. Date of Earliest Transaction Month/Day/Year Last OMB APPROVAL...

How to fill out form 4 - secgov

How to fill out form 4 - secgov

1. Step 1: Obtain the form 4 from the official SEC website or a designated filing location.
2. Step 2: Carefully read the instructions provided with the form to understand the requirements and information needed.
3. Step 3: Fill out the personal information section, including your full name, address, contact details, and Social Security number or Employer Identification Number.
4. Step 4: Provide details about the transaction in which you are involved, including the type of security, the date of acquisition or disposition, and the price.
5. Step 5: Include information about the parties involved in the transaction, such as the name and relationship of the reporting owner, the company's name and Ticker symbol, and the nature of the ownership.
6. Step 6: Sign and date the form, certifying that the information provided is true and accurate to the best of your knowledge.
7. Step 7: Submit the completed form 4 to the SEC electronically through the EDGAR system or by mail to the designated address.
8. Step 8: Retain a copy of the submitted form for your records.
9. Step 9: Monitor the SEC's website for any updates or notifications regarding your filing.
10. Step 10: Seek professional advice or consult the SEC's resources if you have any specific questions or uncertainties about filling out form 4.

Who needs form 4 - secgov?

1. Form 4 - SECgov is required to be filed by insiders or beneficial owners of a company who engage in certain transactions involving the company's securities.
2. These insiders include directors, officers, and individuals or entities owning more than 10% of the company's voting securities.
3. Form 4 is necessary to report any changes in ownership or transactions, such as purchases or sales of securities, that occur during a specified period.
4. This filing requirement ensures transparency and provides investors with information regarding the activities of corporate insiders.
5. Failure to file Form 4 when required can lead to penalties and legal consequences.

For pdfFiller’s FAQs

How can I manage my form 4 - secgov directly from Gmail?

You can use pdfFiller’s add-on for Gmail in order to modify, fill out, and eSign your form 4 - secgov along with other documents right in your inbox. Find pdfFiller for Gmail in Google Workspace Marketplace. Use time you spend on handling your documents and eSignatures for more important things.

How can I send form 4 - secgov to be eSigned by others?

Once your form 4 - secgov is ready, you can securely share it with recipients and collect eSignatures in a few clicks with pdfFiller. You can send a PDF by email, text message, fax, USPS mail, or notarize it online - right from your account. Create an account now and try it yourself.

How do I complete form 4 - secgov on an Android device?

On Android, use the pdfFiller mobile app to finish your form 4 - secgov. Adding, editing, deleting text, signing, annotating, and more are all available with the app. All you need is a smartphone and internet.

What is form 4 - secgov?

Form 4 - secgov is a form filed with the Securities and Exchange Commission (SEC) to report a company insider's transactions.

Who is required to file form 4 - secgov?

Company insiders, such as directors, officers, and certain shareholders, are required to file form 4 - secgov.

How to fill out form 4 - secgov?

Form 4 - secgov requires information on the insider's identity, the date of the transaction, the type of transaction, and the number of securities involved.

What is the purpose of form 4 - secgov?

The purpose of form 4 - secgov is to provide transparency and accountability regarding a company insider's transactions.

What information must be reported on form 4 - secgov?

Form 4 - secgov must include information on the insider's identity, the date of the transaction, the type of transaction, and the number of securities involved.