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Individuals or entities involved in securities trading and exchange activities in the United States need to comply with the regulations of the US Securities and Exchange.
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Companies planning to go public and issue securities to raise capital from the public need to adhere to the rules and guidelines set by the US Securities and Exchange Commission.
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Investment managers, brokers, and financial professionals who handle securities investments on behalf of clients need to be registered with and regulated by the US Securities and Exchange Commission.
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The U.S. Securities and Exchange Commission (SEC) is a government agency responsible for regulating securities markets and protecting investors.
Companies that issue securities to the public are required to file with the SEC.
To fill out the SEC forms, companies need to provide accurate and timely information about their financial performance, operations, and management.
The purpose of the SEC is to maintain fair and efficient markets, promote capital formation, and protect investors.
Companies must report financial statements, disclosures about their business operations and risks, and information about their management.
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